"Leading Practice"
"Exceptionally Talented"
"The Choice for Sophisticated Clients"
"Leading Lawyer"
"Leading Practice"
"Global Leader"
We have a market leading practice representing clients in Market Misconduct Tribunal (“MMT”) proceedings, which is part of our multi-award winning Financial Services Regulatory offering.
We are one of a very small number of Hong Kong law firms who have defended clients in multiple MMT proceedings and set landmark precedents in significant areas of securities law in Hong Kong. Our clients include hedge fund traders, market players involved in asset management and portfolio management, market commentators, listed companies and their directors.
Leveraging more than twenty years of experience serving clients active in the financial markets, our firm has carved out a formidable standing as the preferred organisation for businesses and individuals facing allegations of market misconduct.
Sophistication
and Expertise
Contact Us We are market leaders in market misconduct cases, advising clients in SFC inspections and audits and SFC investigations to pre-empt or mitigate any risk of SFC prosecution or MMT proceedings.
We also frequently advise on market misconduct prohibitions (false trading, stock market manipulation, insider dealing and the disclosure of false or misleading information) under the Securities and Futures Ordinance (“SFO”) and the statutory disclosure of inside information under Part XIVA of the SFO by listed companies and their directors.
Experience
Contact UsWe have significant experience representing clients before the MMT, advising on defence strategies, crafting legal arguments and obtaining critical expert evidence. Our experience extends to appeals on point of law from the MMT to the courts.
Let us arrange an appointment with our award-winning lawyers for your case
Contact Us