WELCOME TO
WHITE COLLAR CRIME &
REGULATORY DEFENCE
SETTING THE STANDARDS OF WHITE COLLAR DEFENCE
We are a market leader in Hong Kong in white collar crime and regulatory defence. Our expertise in this area forms part of our multi-award winning Financial Services Regulatory practice.
Our services in this area extend to several financial sectors, including securities, futures, virtual assets, insurance, and banking. We are committed to guiding our clients through hostile regulatory action, providing strategic advice, and legal sophistication.
We represent clients who are the subject of investigations or enforcement action by the authorities and have an excellent track record with white collar crime and regulatory defence.
Leveraging more than twenty years of experience serving clients in the financial sector, our firm has carved out a formidable standing as the preferred organisation for regulated financial institutions and other businesses as well as their employees where wrongdoing is alleged.
GETTING THE DEAL DONE
SFC
Contact UsWe routinely represent clients to respond to investigations and enforcement action stemming from their activities in the securities and futures market or in the virtual asset market. We offer strategic legal guidance aiming to limit the risk of any finding of wrongdoing and robustly defend your interests with the Securities and Futures Commission.
Insurance
Authority (IA)
Contact Us Leveraging substantial background and experience in insurance regulation as well as regulatory investigations and disciplinary proceedings, we provide legal counsel to respond to and defend against suspicions or allegations of wrongdoing by the Insurance Authority (“IA”).
Hong Kong Monetary
Authority (HKMA)
Contact Us We represent authorized financial institutions, including licensed banks and deposit taking institutions, as well as money brokers and stored value facility operators in enquiries and investigations by the Hong Kong Monetary Authority (“HKMA”). Our capabilities extend to enforcement action in the context of SFC regulated activities, anti-money laundering controls as well as compliance more generally with the Banking Ordinance and the HKMA Supervisory Manual.
HKEX, SEHK,
CCB & ICAC
Contact Us We can ensure diligent compliance with the Hong Kong Exchanges and Clearing (“HKEX”) and its subsidiary, the Stock Exchange of Hong Kong (“SEHK”), as well as the Commercial Crime Bureau (“CCB”) and the Independent Commission Against Corruption (“ICAC”).
Protecting your interests against white collar crime allegations and securing your footing in one of the world's premier financial hubs.
HOW CAN WE HELP?
With deep expertise in setting the standards of white collar defence, our legal team can help with representation against investigations and allegations of wrongdoing by the SFC, Insurance Authority (IA), Hong Kong Monetary Authority (HKMA), HKEX, the Hong Kong Police's Commercial Crime Bureau and the Independent Commission Against Corruption (ICAC).
Contact us if you need assistance.